Order Routing Information
Disclosure of Order Routing Information
SEC Rule 606 Reports
SEC Rule 606 requires all broker-dealers that route orders in equity and option securities to make available quarterly reports that present a general overview of their routing practices. Transactions effected by Infinity Financial Services are executed and settled through our clearing firm, RBC Correspondent Services (RBC CS), a division of RBC Capital Markets Corp., Minneapolis, Minnesota and also through third party broker dealers. RBC CS makes the routing decisions concerning the customer orders routed through them without regard to the identity of Infinity Financial Services as its introducing broker-dealer, Infinity Financial Services feels that RBC CS is in the best position to prepare a quarterly report that reflects the clearing firm's routing practices on our behalf.